Unlock Opportunities with SQN Capital
Expand your investment universe and optimize your capital or debt raising by partnering with SQN Capital, a brokerage firm focused on providing institutional clients with exceptional attention and quality investment opportunities.
the combination is simple:
Expertise.
Connections
Expertise.
Featuring a team with decades of experience across a variety of asset classes, SQN Capital has a roster of private placement professionals ready to hit the ground running.
Integrity.
Connections
Expertise.
We believe the success of our clients requires an unwavering commitment to regulatory compliance to ensure secure and successful placements with trusted partners.
Connections
Connections
Connections
Contact us today to see how SQN Capital can help you unlock new connections through innovative marketing strategies and enduring relationships to meet your objectives.
LEADERSHIP
Erin Baskett
Founder | Chief Executive Officer
Erin's knowledge of FINRA/SEC regulations and commitment to integrity ensures your firm will always be positioned to adhere to the highest industry standards.
Erin holds the following certifications and licenses:
MBA in Accounting
CPA, CGMA & CHRS
Series 4, 7, 14, 24, 27/28, 55/57, 63/65, 66, 99
Thomas Meringolo
Thomas Meringolo
Thomas Meringolo
Chief Compliance Officer
Thomas has 22+ years experience serving in various titles in the brokerage and investment advisory industry, across retail and institutional, and from front office trading roles to middle office and back office compliance. He also worked as a broker for 10 years prior to his career in compliance, providing him a solid understanding of the operational and trading aspects of the business.
Thomas current holds FINRA Series licenses 7, 24 and 63.
Marlon Bevaun
Thomas Meringolo
Thomas Meringolo
Chief Financial Officer
Marlon possesses 18+ years of experience in accounting serving the financial services industry, primarily focusing on broker-dealer financial and regulatory reporting with a particularly strong knowledge of SEC net capital and books/records rules and reporting requirements. He previously served in various senior financial roles at GTS Securities, Dash Financial Technologies and Genesis Trading.
Marlon is a CPA and FINRA Registered FINOP (Series 27).
Let's Connect
email: erin@sqn-capital.com phone: 636.675.3746
Sine Qua Non Capital, LLC is a FINRA and SIPC Member.
To see more about our firm and it's registered representatives, please look us up on Brokercheck.
DISCLAIMER
This website in its entirety is for informational purposes only, and no part of this website constitutes an offer, invitation, or recommendation to buy, sell, subscribe for, or issue any securities, or a solicitation of any such offer. Private placement securities are illiquid and investing in them may be speculative. Investing in all securities involves risks, and there is always the potential of losing money when you invest in securities.
Nothing herein should be interpreted to state or imply that past results are an indication of future performance, nor should it be interpreted that FINRA, the SEC, or any other securities regulator approves of any securities offered by SQN Capital.